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Christopher Miller

ALLSPRING FUNDS MANAGEMENT
Milwaukee, WI
·CRD# 4459110·24 years experience

Professional Summary

Christopher Miller, who also goes by Christopher Michael Miller, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Milwaukee, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Michael Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ALLSPRING FUNDS MANAGEMENT, LLC·CRD# 110841
RIA
1. 417 E. Chicago Street, Milwaukee, WI 532022. Caledonia, WI
October 11, 2017 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
417 E Chicago Street, Milwaukee, WI 53202
October 10, 2017 - Present
CAPITAL CLIENT GROUP, INC.·CRD# 6247
BD
Carmel, IN
March 19, 2014 - October 3, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
Centennial, CO
September 30, 2005 - July 23, 2013
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
February 15, 2005 - August 18, 2005
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
RIA
Racine, WI
June 3, 2003 - June 3, 2003
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
June 3, 2003 - May 25, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
February 25, 2003 - June 10, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
February 25, 2003 - June 10, 2003

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Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

Contact Information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Phone Number

(833) 289-5038

# of Employees

714

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MAY 13, 2026 2A BROCHURE (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,118

AUM (Assets Under Management)

$324,654,889,545

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/25/2017)
RR
Alaska
(10/25/2017)
RR
Arizona
(10/25/2017)
RR
Arkansas
(10/25/2017)
RR
California
(10/25/2017)
RR
Colorado
(10/25/2017)
RR
Connecticut
(10/25/2017)
RR
Delaware
(10/25/2017)
RR
District of Columbia
(10/25/2017)
RR
Florida
(10/25/2017)
RR
Georgia
(10/25/2017)
RR
Hawaii
(10/25/2017)
RR
Idaho
(10/25/2017)
RR
Illinois
(10/25/2017)
RR
Indiana
(10/25/2017)
RR
Iowa
(10/25/2017)
RR
Kansas
(10/25/2017)
RR
Kentucky
(10/25/2017)
RR
Louisiana
(10/25/2017)
RR
Maine
(10/25/2017)
RR
Maryland
(10/25/2017)
RR
Massachusetts
(10/25/2017)
RR
Michigan
(10/25/2017)
RR
Minnesota
(10/25/2017)
RR
Mississippi
(10/25/2017)
RR
Missouri
(10/25/2017)
RR
Montana
(10/25/2017)
RR
Nebraska
(10/25/2017)
RR
Nevada
(10/25/2017)
RR
New Hampshire
(10/25/2017)
RR
New Jersey
(10/25/2017)
RR
New Mexico
(10/25/2017)
RR
New York
(10/25/2017)
RR
North Carolina
(10/26/2017)
RR
North Dakota
(10/25/2017)
RR
Ohio
(10/26/2017)
RR
Oklahoma
(10/25/2017)
RR
Oregon
(10/25/2017)
RR
Pennsylvania
(10/25/2017)
RR
Puerto Rico
(10/25/2017)
RR
Rhode Island
(10/25/2017)
RR
South Carolina
(10/25/2017)
RR
South Dakota
(10/25/2017)
RR
Tennessee
(10/25/2017)
RR
Texas
(10/25/2017)
RR
Utah
(10/25/2017)
RR
Vermont
(10/25/2017)
RR
Virgin Islands
(10/25/2017)
RR
Virginia
(10/25/2017)
RR
Washington
(10/25/2017)
RR
West Virginia
(10/25/2017)
IAR
Wisconsin
(10/11/2017)
RR
Wisconsin
(10/25/2017)
RR
Wyoming
(10/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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