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CM

Christopher Miller

ALLSPRING FUNDS MANAGEMENT
Milwaukee, WI 53202
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CRD#: 4459110
CM

Professional summary


Christopher Miller, who also goes by Christopher Michael Miller, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Milwaukee, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher Michael Miller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 11, 2017 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #1: 417 E. Chicago Street, Milwaukee, WI 53202
RIA
CRD#: 110841
Milwaukee, WI
Current

October 10, 2017 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 417 E Chicago Street, Milwaukee, WI 53202
BD
CRD#: 133366
Milwaukee, WI
Past

March 19, 2014 - October 3, 2017

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
CARMEL, IN
Past

September 30, 2005 - July 23, 2013

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
CENTENNIAL, CO
Past

February 15, 2005 - August 18, 2005

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

June 3, 2003 - June 3, 2003

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
RACINE, WI
Past

June 3, 2003 - May 25, 2004

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

February 25, 2003 - June 10, 2003

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 25, 2003 - June 10, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/25/2017)
RR
Alaska
(10/25/2017)
RR
Arizona
(10/25/2017)
RR
Arkansas
(10/25/2017)
RR
California
(10/25/2017)
RR
Colorado
(10/25/2017)
RR
Connecticut
(10/25/2017)
RR
Delaware
(10/25/2017)
RR
District of Columbia
(10/25/2017)
RR
Florida
(10/25/2017)
RR
Georgia
(10/25/2017)
RR
Hawaii
(10/25/2017)
RR
Idaho
(10/25/2017)
RR
Illinois
(10/25/2017)
RR
Indiana
(10/25/2017)
RR
Iowa
(10/25/2017)
RR
Kansas
(10/25/2017)
RR
Kentucky
(10/25/2017)
RR
Louisiana
(10/25/2017)
RR
Maine
(10/25/2017)
RR
Maryland
(10/25/2017)
RR
Massachusetts
(10/25/2017)
RR
Michigan
(10/25/2017)
RR
Minnesota
(10/25/2017)
RR
Mississippi
(10/25/2017)
RR
Missouri
(10/25/2017)
RR
Montana
(10/25/2017)
RR
Nebraska
(10/25/2017)
RR
Nevada
(10/25/2017)
RR
New Hampshire
(10/25/2017)
RR
New Jersey
(10/25/2017)
RR
New Mexico
(10/25/2017)
RR
New York
(10/25/2017)
RR
North Carolina
(10/26/2017)
RR
North Dakota
(10/25/2017)
RR
Ohio
(10/26/2017)
RR
Oklahoma
(10/25/2017)
RR
Oregon
(10/25/2017)
RR
Pennsylvania
(10/25/2017)
RR
Puerto Rico
(10/25/2017)
RR
Rhode Island
(10/25/2017)
RR
South Carolina
(10/25/2017)
RR
South Dakota
(10/25/2017)
RR
Tennessee
(10/25/2017)
RR
Texas
(10/25/2017)
RR
Utah
(10/25/2017)
RR
Vermont
(10/25/2017)
RR
Virgin Islands
(10/25/2017)
RR
Virginia
(10/25/2017)
RR
Washington
(10/25/2017)
RR
West Virginia
(10/25/2017)
IAR
Wisconsin
(10/11/2017)
RR
Wisconsin
(10/25/2017)
RR
Wyoming
(10/25/2017)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/7/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information


Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management


Total Number of Accounts12,065
AUM (Assets Under Management)$ 318,037,012,784

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841Milwaukee, WI 53202

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