Shannon L. Hadley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Laine Hadley, who also goes by Shannon Hadley, Shannon Laine Mcdonald, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2002. Shannon had worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 8, 2025
STRATEGIC ADVISERS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 29, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
July 7, 2017 - April 8, 2025
FIDELITY BROKERAGE SERVICES LLC
April 13, 2016 - June 20, 2017
NATIONAL FINANCIAL SERVICES LLC
November 22, 2006 - March 18, 2016
AVANTAX ADVISORY SERVICES
April 4, 2006 - March 18, 2016
AVANTAX INVESTMENT SERVICES, INC.
July 29, 2005 - March 17, 2006
SECURITIES AMERICA, INC.
March 18, 2003 - July 14, 2005
REALIZED FINANCIAL, INC.
August 21, 2002 - March 18, 2003
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
