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MV

Marvin Christ Vike

CRD# 4458497·Registered 2001 - 2024
Previously Registered: Being a previously registered professional could mean that Marvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marvin Christ Vike, who also goes by Chris VIke, M Chris Vike, Marvin Chris Vike III, Marvin Christ Vike III, Marvin C Vike Iii, Marvin C Vike, was a registered financial advisor. Marvin was a previously registered financial professional and started their career in finance 2001 - 2024. Marvin had worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Vike, M Chris Vike, Marvin Chris Vike Iii, Marvin Christ Vike Iii, Marvin C Vike Iii, Marvin C Vike

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

EFS ADVISORS·CRD# 115211
RIA
Cambridge, MN
May 1, 2024 - June 11, 2024
ADVANCED ADVISOR GROUP, LLC·CRD# 140393
BD
Cambridge, MN
June 27, 2023 - June 11, 2024
EDWARD JONES·CRD# 250
RIA
Buffalo, MN
October 2, 2020 - March 7, 2023
EDWARD JONES·CRD# 250
BD
Buffalo, MN
July 31, 2020 - March 7, 2023
HORACE MANN INVESTORS, INC.·CRD# 11643
BD
Springfield, IL
November 4, 2016 - June 5, 2020
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
Bloomington, MN
June 30, 2016 - September 16, 2016
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Indianapolis, IN
May 28, 2004 - July 9, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Bloomington, MN
May 28, 2004 - June 30, 2016
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
May 16, 2002 - May 19, 2004
HANTZ FINANCIAL SERVICES, INC.·CRD# 46047
BD
Southfield, MI
December 5, 2001 - April 22, 2002

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Current Firm

EA
EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - SEC (3/11/2004 Approved)
Iowa
Registered Investment Advisory firm - Iowa (6/29/2004 Terminated)
North Dakota
Registered Investment Advisory firm - North Dakota (7/26/2004 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1995 East Rum River Drive S, Cambridge, MN 55008

Phone Number

(763) 689-9023

# of Employees

59

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFS ADV PART 2 BROCHURE (3/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

29,438

AUM (Assets Under Management)

$2,402,605,047

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Educators Benefits Consultant, DBA Aviben, noninv, Cambridge, MN, an affiliated third party administrator, Benefits consultant, 06/2023, 40 inv 0 non/inv, training and education.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - SEC (3/11/2004 Approved)
Iowa
Registered Investment Advisory firm - Iowa (6/29/2004 Terminated)
North Dakota
Registered Investment Advisory firm - North Dakota (7/26/2004 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2001About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2010About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MV
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