Faruk S. Jaffer
Professional summary
Faruk S Jaffer, CFP®, ChFC®, who also goes by Faruk S Jaffer, is a registered financial advisor currently at INDEX GURUS, INC. located in Concord, California.
Faruk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Faruk has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Faruk S Jaffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
October 16, 2017 - Present
INDEX GURUS, INC.
February 10, 2006 - March 14, 2006
LPL FINANCIAL LLC
February 10, 2006 - March 14, 2006
LPL FINANCIAL LLC
September 11, 2003 - February 13, 2004
LORING WARD SECURITIES INC.
December 4, 2001 - December 3, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2017)
Exams
Current Firm
INDEX GURUS, INC.
CRD#: 131014 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 43,628,742 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
