Christopher G. Connelly

NOVUS ADVISORS

Greenville, SC 29601

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CRD#: 4458247

Professional summary

Christopher George Connelly is a registered financial advisor currently at NOVUS ADVISORS located in Greenville, South Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher George Connelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2016 - Present

NOVUS ADVISORS

Office #1: 607 Pendleton Street Suite 101-b, Greenville, SC 29601

RIA

CRD#: 157908

Greenville, SC

Past

September 1, 2011 - June 25, 2013

NOVUS ADVISORS

RIA

CRD#: 157908

GREENVILLE, SC

Past

August 23, 2010 - October 6, 2016

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENVILLE, SC

Past

August 18, 2010 - October 6, 2016

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENVILLE, SC

Past

March 29, 2010 - August 13, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

GREENVILLE, SC

Past

March 25, 2010 - August 13, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENVILLE, SC

Past

November 22, 2006 - March 15, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

GREENVILLE, SC

Past

July 25, 2006 - March 15, 2010

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GREENVILLE, SC

Past

December 4, 2001 - July 26, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVUS ADVISORS

BLUE STAR WEALTH MANAGEMENT, LLC | NOVUS ADVISORS, LLC | NOVUS ADVISORS

CRD#: 157908 / SEC#: 801-78828

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

South Carolina

Registered Investment Advisory firm - (6/25/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(12/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NOVUS ADVISORS

BLUE STAR WEALTH MANAGEMENT, LLC | NOVUS ADVISORS, LLC | NOVUS ADVISORS

CRD#: 157908 / SEC#: 801-78828

RIA

Registered Investment Advisory firm - (11/19/2013 Approved)

South Carolina

Registered Investment Advisory firm - (6/25/2013 Terminated)

PREMIUM

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Contact information

Main Address

607 Pendleton Street Suite 101-b, Greenville, SC 29601

Mailing Address

Phone number

(864) 272-3579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/28/2025)

ADV PART 2B - RH (2/28/2025)

ADV PART 2B - CC (2/28/2025)

ADV PART 2B - SS (2/28/2025)

ADV PART 2B - DR (2/28/2025)

ADV PART 2B - JB (2/28/2025)

ADV PART 2B - DK (2/28/2025)

Regulatory assets under management

Total Number of Accounts	617
AUM (Assets Under Management)	$ 202,942,595

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher G. Connelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher George Connelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOVUS ADVISORS

NOVUS ADVISORS

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

NOVUS ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2006

Series 63

Date: 12/6/2001

SIE

Date: 10/6/2016

Series 7

Date: 8/23/2004

Series 6

Date: 12/3/2001

Current Firm

NOVUS ADVISORS

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVUS ADVISORS

TRUST BUT VERIFY

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