Gassan J. Kassira

KASSIRA WEALTH MANAGEMENT

Knoxville, TN

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CRD#: 4458114

Professional summary

Gassan Joseph Kassira, CFP® is a registered financial advisor currently at KASSIRA WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.

Gassan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gassan has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE HOLDING LLCS-NON-INVESTMENT RELATED-9/8/06-PRESENT-FAMILY RELATED -MANAGER-MANAGE PURCHASE/SALE/LEASE OF PROPERTIES-NONE DURING SEC. TRD. HRS.-LESS THAN 1% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gassan Joseph Kassira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

November 1, 2012 - Present

KASSIRA WEALTH MANAGEMENT, LLC

RIA

CRD#: 165070

Knoxville, TN

Past

August 28, 2006 - November 1, 2012

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SPRINGFIELD, VA

Past

August 17, 2006 - November 1, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

SPRINGFIELD, VA

Past

September 17, 2003 - August 17, 2006

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SPRINGFIELD, VA

Past

October 31, 2001 - August 17, 2006

MUTUAL SERVICE CORPORATION

CRD#: 4806

SPRINGFIELD, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KASSIRA WEALTH MANAGEMENT, LLC

CRD#: 165070 / SEC#: 801-132031

RIA

Registered Investment Advisory firm - (2/27/2025 Approved)

Colorado

Registered Investment Advisory firm - (3/13/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/28/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/12/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (3/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/27/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/8/2020)

IAR

Maryland
(5/12/2021)

IAR

Tennessee
(1/19/2021)

IAR

Texas
(3/8/2022)

IAR

Virginia
(11/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/2001

General Securities Representative Examination

Current Firm

KASSIRA WEALTH MANAGEMENT, LLC

CRD#: 165070 / SEC#: 801-132031

RIA

Registered Investment Advisory firm - (2/27/2025 Approved)

Colorado

Registered Investment Advisory firm - (3/13/2025 Terminated)

Maryland

Registered Investment Advisory firm - (4/28/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/12/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (3/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/11/2025 Terminated)

Virginia

Registered Investment Advisory firm - (3/27/2025 Terminated)

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Contact information

Main Address

Knoxville, TN

Mailing Address

Phone number

(703) 569-8363

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A APPENDIX 1 (1/24/2025)

ADV PART 2A DISCLOSURE BROCHURE (1/24/2025)

FORM ADV 2B RAST GOZEH (3/14/2024)

G KASSIRA PART 2B SUPPLEMENTAL BROCHURE (3/14/2024)

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 107,459,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gassan J. Kassira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gassan Joseph Kassira's CRS (Customer Relationship Summary).

Certified licenses

Experience

KASSIRA WEALTH MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

KASSIRA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2002

Series 7

Date: 10/30/2001

Current Firm

KASSIRA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KASSIRA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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