Ethan W. Andrews

ANDREWS INVESTMENT MANAGEMENT

Augusta, GA 30901

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CRD#: 4457738

Professional summary

Ethan William Andrews, who also goes by Ethan William Andrews, is a registered financial advisor currently at ANDREWS INVESTMENT MANAGEMENT located in Augusta, Georgia.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ethan has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ethan William Andrews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lucy's Laundry non investment related 122 Sherwood Dr Augusta, GA 30909 Laundromat President 09/2011 10 hrs/month 6 hrs/month My wife and I own a laundromat. She handles all of the employees and administration.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan William Andrews's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2017 - Present

ANDREWS INVESTMENT MANAGEMENT

Office #1: 1305 Waters Edge Dr, Augusta, GA 30901

RIA

CRD#: 290345

Augusta, GA

Past

October 8, 2010 - October 26, 2017

SANDERS & SCOTT, CHFC

RIA

CRD#: 125741

WATKINSVILLE, GA

Past

August 25, 2006 - December 31, 2009

ANDREWS INVESTMENT MANAGEMENT

RIA

CRD#: 140252

AUGUSTA, GA

Past

January 13, 2004 - April 4, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

AUGUSTA, GA

Past

August 25, 2003 - April 4, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

AUGUSTA, GA

Past

December 4, 2001 - August 26, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/3/2001

General Securities Representative Examination

Current Firm

ANDREWS INVESTMENT MANAGEMENT

ANDREWS INVESTMENT MANAGEMENT | ETHAN WILLIAM ANDREWS

CRD#: 290345 / SEC#:

Georgia

Registered Investment Advisory firm - (11/29/2017 Conditional Restricted)

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Contact information

Main Address

1305 Waters Edge Dr, Augusta, GA 30901

Mailing Address

Phone number

(706) 627-1002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 11,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethan W. Andrews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan William Andrews's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDREWS INVESTMENT MANAGEMENT

SANDERS & SCOTT, CHFC

ANDREWS INVESTMENT MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2004

Series 63

Date: 12/5/2001

Series 7

Date: 12/3/2001

Current Firm

ANDREWS INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANDREWS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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