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JK

Jamey Lynn Keller

ADVISORS CAPITAL MANAGEMENT
Boca Raton, FL
·CRD# 4457533·25 years registered

Professional Summary

Jamey Lynn Keller, who also goes by Jay Keller, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Boca Raton, Florida. Jamey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jamey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Keller

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

ADVISORS CAPITAL MANAGEMENT, LLCCurrent·CRD# 112266
RIA
Boca Raton, FL
July 15, 2024 - Present

Past

CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
West Palm Beach, FL
October 7, 2022 - January 10, 2024
TD AMERITRADE, INC.Past·CRD# 7870
BD
Boca Raton, FL
February 23, 2004 - December 20, 2023
TD AMERITRADE, INC.Past·CRD# 7870
RIA
West Palm Beach, FL
July 16, 2008 - October 14, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514
RIA
Boca Raton, FL
July 16, 2008 - December 10, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514
RIA
Boca Raton, FL
September 8, 2006 - July 15, 2008
TD AMERITRADE, INC.Past·CRD# 7870
RIA
West Palm Beach, FL
February 23, 2004 - July 15, 2008
MORGAN STANLEY DW INC.Past·CRD# 7556
RIA
Washington, DC
June 5, 2002 - February 11, 2004
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
January 15, 2002 - February 11, 2004
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Springfield, MA
November 13, 2001 - February 19, 2002

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Current Firm

AC
ADVISORS CAPITAL MANAGEMENT, LLC

ACM WEALTH | IRON RIDGE CAPITAL | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | ADVISORS CAPITAL

CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - SEC (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - Kentucky (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - New York (6/18/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 Wilsey Square Suite 200, Ridgewood, NJ 07450

Phone Number

(201) 447-3400

# of Employees

103

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACM WEALTH DISCLOSURE BROCHURE (10/21/2026)

Regulatory Assets Under Management

Total Number of Accounts

18,140

AUM (Assets Under Management)

$12,201,257,410

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC

ACM WEALTH | IRON RIDGE CAPITAL | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | ADVISORS CAPITAL

CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - SEC (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - Kentucky (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - New York (6/18/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2001About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jamey Lynn Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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