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RS

Randall W. Silvey

INFINITY FINANCIAL SERVICES ADVISORY
Lees Summit, MO
Some features on this profile are disabled
CRD#: 4457477
RS

Professional summary


Randall W Silvey, who also goes by Randall Wray Silvey, Randy Silvey, is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Lees Summit, Missouri and INFINITY FINANCIAL SERVICES located in Lees Summit, Missouri.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Randall has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Randall Wray Silvey | Randy Silvey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SILVERLIGHT FINANCIAL, INVESTMENT RELATED, 1016 SW LORMAN DR. 1016 SW LORMAN DR.LEE'S SUMMIT, MO 64081, DBA, 8/16/2013, 1 HOUR PER MONTH, ZERO DURING TRADING HOURS. 2. ROYAL CBD, 1016 SW LORMAN DR. LEES SUMMIT, MO 64081, NOT INVESTMENT RELATED, NATURE OF THE BUSINESS: ONLINE CANNABIDIOL (CBD) SALES, START DATE: 11/23/2020, TITLE: OWNER, HOURS: ON AVERAGE 1 HOUR PER MONTH IN THE EVENINGS, OCCUR DURING BUSINESS HOURS: NO.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Randall W Silvey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 16, 2020 - Present

INFINITY FINANCIAL SERVICES ADVISORY

RIA
CRD#: 304981
Lees Summit, MO
Current

March 16, 2017 - Present

INFINITY FINANCIAL SERVICES

BD
CRD#: 144302
Lees Summit, MO
Past

March 16, 2017 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA
CRD#: 144302
OAKLAND, CA
Past

August 16, 2013 - March 21, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
LEES SUMMIT, MO
Past

August 16, 2013 - March 21, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
LEES SUMMIT, MO
Past

April 19, 2011 - August 27, 2013

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
KANSAS CITY, MO
Past

April 19, 2011 - August 27, 2013

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
KANSAS CITY, MO
Past

December 1, 2009 - April 18, 2011

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
INDEPENDENCE, MO
Past

December 1, 2009 - April 18, 2011

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
INDEPENDENCE, MO
Past

September 18, 2006 - November 19, 2009

BANCWEST INVESTMENT SERVICES, INC.

RIA
CRD#: 29357
LEES'S SUMMIT, MO
Past

August 12, 2006 - November 19, 2009

BANCWEST INVESTMENT SERVICES, INC.

BD
CRD#: 29357
LEES'S SUMMIT, MO
Past

July 27, 2005 - August 12, 2006

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LEES'S SUMMIT, MO
Past

July 26, 2005 - August 12, 2006

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LEES'S SUMMIT, MO
Past

July 6, 2005 - July 8, 2005

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CHICAGO, IL
Past

July 6, 2005 - July 8, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

April 5, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

March 31, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
INDIANAPOLIS, IN
Past

February 10, 2003 - June 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LEAWOOD, KS
Past

February 10, 2003 - June 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 11, 2002 - January 29, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
OVERLAND PARK, KS
Past

October 26, 2001 - January 29, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(7/25/2017)
RR
Arizona
(3/16/2017)
RR
California
(3/16/2017)
IAR
California
(4/17/2020)
RR
Connecticut
(3/16/2017)
RR
District of Columbia
(3/16/2017)
RR
Florida
(3/16/2017)
RR
Kansas
(3/16/2017)
RR
Maryland
(3/16/2017)
IAR
Massachusetts
(5/15/2020)
RR
Massachusetts
(6/15/2023)
RR
Mississippi
(6/20/2018)
RR
Missouri
(4/10/2017)
IAR
Missouri
(3/15/2021)
RR
Nevada
(10/21/2021)
IAR
Nevada
(10/21/2021)
RR
New Mexico
(3/16/2017)
IAR
New Mexico
(4/29/2020)
RR
Ohio
(3/16/2017)
IAR
Oregon
(11/3/2021)
RR
Texas
(3/16/2017)
IAR
Texas
(4/16/2020)
RR
Virginia
(4/13/2017)
RR
Washington
(3/16/2017)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information


Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management


Total Number of Accounts918
AUM (Assets Under Management)$ 150,097,662

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INFINITY FINANCIAL SERVICES ADVISORY

CRD#: 304981Lees Summit, MO

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