Mark A. Tower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Tower was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2022 - September 8, 2023
AMUNDI DISTRIBUTOR US, INC.
February 24, 2016 - January 4, 2022
SG AMERICAS SECURITIES, LLC
December 11, 2003 - January 17, 2006
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
November 6, 2003 - November 24, 2003
REFCO SECURITIES, LLC
May 31, 2002 - March 11, 2003
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
November 7, 2001 - May 31, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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