Mark P. Farrelly

CAIRN INVESTMENT GROUP

BLUFFTON, SC

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CRD#: 4457364

Professional summary

Mark Patrick Farrelly, CFP®, who also goes by Mark P Farrelly, is a registered financial advisor currently at CAIRN INVESTMENT GROUP located in Bluffton, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark P Farrelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Patrick Farrelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7784

PALO ALTO, CA

Past

September 28, 2001 - October 25, 2001

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAIRN INVESTMENT GROUP

CAIRN INVESTMENT GROUP | CAIRN INVESTMENT GROUP, INC.

CRD#: 143601 / SEC#: 801-68016

RIA

Registered Investment Advisory firm - (6/7/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2021)

IAR

Oregon
(3/2/2021)

IAR

South Carolina
(4/15/2025)

IAR

Washington
(3/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/2001

General Securities Representative Examination

Current Firm

CAIRN INVESTMENT GROUP

CAIRN INVESTMENT GROUP | CAIRN INVESTMENT GROUP, INC.

CRD#: 143601 / SEC#: 801-68016

RIA

Registered Investment Advisory firm - (6/7/2007 Approved)

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Contact information

Main Address

500 Broadway Street Suite 480, Vancouver, WA 98660

Mailing Address

Phone number

(503) 241-4901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 350,764,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark P. Farrelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Patrick Farrelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

EP WEALTH ADVISORS

NEWFOCUS FINANCIAL GROUP, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

CAIRN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2004

Series 63

Date: 1/7/2002

Series 7

Date: 12/17/2001

Current Firm

CAIRN INVESTMENT GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAIRN INVESTMENT GROUP

TRUST BUT VERIFY

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