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HF

Hans C. Flinn

Some features on this profile are disabled
CRD#: 4457333
HF

Professional summary

Hans Christian Flinn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Hans is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Hans had worked at 8 firms, which includes ALLIED BEACON PARTNERS INC., PORTFOLIO MEDICS LLC, ADVANCED PLANNING SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., SIGNATOR INVESTORS INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 1, 2011 - May 8, 2012

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
NEWARK, OH
Past

March 27, 2008 - March 5, 2010

PORTFOLIO MEDICS, LLC

RIA
CRD#: 145958
BONITA SPRINGS, FL
Past

August 11, 2004 - November 16, 2007

ADVANCED PLANNING SECURITIES, INC.

BD
CRD#: 14382
NEWARK, OH
Past

June 19, 2003 - July 6, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 19, 2003 - July 6, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

April 11, 2002 - June 20, 2003

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

January 29, 2002 - February 15, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 29, 2002 - February 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 2/28/2011
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2002
General Securities Representative Examination

Current Firm

AB
ALLIED BEACON PARTNERS, INC.
ALLIED BEACON PARTNERS, INC. | WATERFORD INVESTOR SERVICES, INC. | ALLIED BEACON PARTNERS, INC. ADVISORY

CRD#: 46227 / SEC#: , 8-51357

BD
Terminated by SEC on 11/25/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 08/03/1998
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BEACON AQUISITION PARTNERS, INCSHAREHOLDER
MATHER, ROBERT PHILIPPRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY1764918

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

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