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MP

Miguel A. Pachicano

Some features on this profile are disabled
CRD#: 4457330
MP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Miguel Angel Pachicano was a registered financial professional .

Miguel is a previously registered financial professional and started their career in finance in 2002. Miguel had worked at 2 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 11, 2009 - January 19, 2015

JORDAN, KNAUFF & COMPANY

BD
CRD#: 129725
CHICAGO, IL
Past

January 25, 2002 - December 10, 2008

ABN AMRO INCORPORATED

BD
CRD#: 15776
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/19/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/2002
General Securities Representative Examination

Current Firm

JK
JORDAN, KNAUFF & COMPANY
JORDAN, KNAUFF & COMPANY | JORDAN, KNAUFF & COMPANY, LLC

CRD#: 129725 / SEC#: , 8-66246

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Mailing Address
100 S. Wacker Drive Suite 850, Chicago, IL 60606
Phone number
(312) 254-5900
Established
Illinois since 03/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GCJ CAPITAL HOLDINGS, INC.OWNER
JORDAN, GEORGE COOK JRMANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER817507
SAKOL, DANIEL SCOTTFINOP, PFO, POO2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JORDAN, KNAUFF & COMPANY

CRD#: 129725

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