Raul J. Benitez

ARAGON CAPITAL LLC

Fort Lauderdale, FL 33301

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CRD#: 4457185

Professional summary

Raul Jorge Benitez, CFP®, who also goes by Raul Jorge Benitez, is a registered financial advisor currently at ARAGON CAPITAL LLC located in Fort Lauderdale, Florida.

Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Raul has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raul Jorge Benitez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance business Lifecraft financial. 1099 commission just stared in May 2023 no commissions earned yet possible 40k a year RENTAL PROPERTY, INV RELATED, MIAMI SPRINGS, FL, 100% OWNERSHIP, START 10/19/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Jorge Benitez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 16, 2023 - Present

ARAGON CAPITAL LLC

Office #1: 101 Ne 3rd Ave Suite 1500, Fort Lauderdale, FL 33301

RIA

CRD#: 166958

Fort Lauderdale, FL

Past

September 27, 2018 - June 2, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AVENTURA, FL

Past

September 27, 2018 - June 2, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AVENTURA, FL

Past

August 24, 2016 - October 2, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BAL HARBOUR, FL

Past

September 23, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MIAMI, FL

Past

September 22, 2014 - October 2, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MIAMI, FL

Past

June 14, 2013 - October 1, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

FT LAUDERDALE, FL

Past

June 4, 2013 - October 1, 2014

LPL FINANCIAL LLC

CRD#: 6413

FT LAUDERDALE, FL

Past

October 1, 2012 - April 12, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MIAMI BEACH, FL

Past

October 1, 2012 - April 12, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI BEACH, FL

Past

April 29, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CORAL GABLES, FL

Past

April 29, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CORAL GABLES, FL

Past

September 13, 2007 - August 1, 2008

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

MIAMI, FL

Past

June 4, 2004 - September 11, 2007

KOVACK SECURITIES INC.

CRD#: 44848

MIAMI, FL

Past

May 17, 2004 - June 11, 2004

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

MIAMI, FL

Past

July 22, 2003 - June 11, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 26, 2001 - July 22, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI, FL

Past

October 25, 2001 - July 22, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 25, 2001 - July 22, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARAGON CAPITAL LLC

CRD#: 166958 / SEC#: 801-121982

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

Florida

Registered Investment Advisory firm - (8/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2001

General Securities Representative Examination

Current Firm

ARAGON CAPITAL LLC

CRD#: 166958 / SEC#: 801-121982

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

Florida

Registered Investment Advisory firm - (8/12/2021 Terminated)

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Contact information

Main Address

101 Ne 3rd Ave Suite 1500, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(786) 529-6540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/23/2025)

ADV 3 - FORM CRS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 285,018,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raul J. Benitez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Jorge Benitez's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

INTEGRITY ALLIANCE, LLC.

KOVACK SECURITIES INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ARAGON CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2001

Current Firm

ARAGON CAPITAL LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARAGON CAPITAL LLC

TRUST BUT VERIFY

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