BB
Bryan W. Bastoni
PEARSON FINANCIAL SERVICES
Dennis, MA 02638
Some features on this profile are disabled
CRD#: 4457061
BB
Professional summary
Bryan William Bastoni, CFP® is a registered financial advisor currently at PEARSON FINANCIAL SERVICES located in Dennis, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Dennis, Massachusetts.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Bryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PEARSON FINANCIAL SERVICES. Investment Related. 586 Main Street, Box 2041, Dennis MA 02638. RIA. Financial Planning. Start 6/1999. 40 hours per week, 30 during trading. 2. Insurance. Not Investment Related. 586 Main Street, Box 2041, Dennis MA 02638. Insurance. Agent. Start 1/1/2020. 1 hour per month during trading. If a client has a need for insurance, i will pass along his contact info for them to speak to William Goldsmith who specializes in insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan William Bastoni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 7, 2007 - Present
PEARSON FINANCIAL SERVICES
Office #1: 586 Main St, Dennis, MA 02638Office #2: 871 Venetia Bay Blvd., Suite 300a, Venice, FL 34285RIA
CRD#: 130143
Dennis, MA
Current
November 1, 2005 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 586 Main Street, Dennis, MA 02638BD
CRD#: 35747
Dennis, MA
Past
November 5, 2001 - November 7, 2005
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(8/9/2018)
RR
Colorado(9/1/2022)
IAR
Connecticut(3/19/2018)
RR
Connecticut(5/2/2018)
IAR
Florida(11/19/2007)
RR
Florida(8/25/2016)
RR
Illinois(9/1/2022)
IAR
Maine(11/7/2007)
RR
Maine(9/1/2022)
RR
Maryland(10/26/2023)
IAR
Maryland(7/31/2024)
RR
Massachusetts(11/1/2005)
IAR
Massachusetts(11/9/2007)
RR
Minnesota(7/14/2017)
IAR
New Hampshire(11/7/2007)
RR
New Hampshire(9/1/2022)
IAR
New Jersey(9/22/2017)
IAR
New York(8/26/2021)
RR
New York(9/1/2022)
RR
North Carolina(9/1/2022)
RR
Oregon(9/1/2022)
IAR
Pennsylvania(8/12/2024)
IAR
Rhode Island(11/7/2007)
RR
South Carolina(10/26/2023)
IAR
Texas(7/14/2017)
IAR
Vermont(11/16/2007)
IAR
Virginia(10/19/2023)
RR
Virginia(10/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PEARSON FINANCIAL SERVICES
PEARSON AND ASSOCIATES, LLC | PEARSON, SETH MICHAEL | PEARSON FINANCIAL SERVICES
CRD#: 130143 / SEC#:
Colorado
Registered Investment Advisory firm - (8/9/2018 Approved)Connecticut
Registered Investment Advisory firm - (3/19/2018 Approved)Florida
Registered Investment Advisory firm - (12/4/2006 Approved)Maine
Registered Investment Advisory firm - (10/23/2007 Approved)Maryland
Registered Investment Advisory firm - (7/31/2024 Approved)Massachusetts
Registered Investment Advisory firm - (11/23/1996 Approved)New Hampshire
Registered Investment Advisory firm - (10/11/2007 Approved)New Jersey
Registered Investment Advisory firm - (9/22/2017 Approved)New York
Registered Investment Advisory firm - (3/30/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (8/12/2024 Approved)Rhode Island
Registered Investment Advisory firm - (8/29/2007 Approved)Texas
Registered Investment Advisory firm - (7/14/2017 Conditional Restricted)Vermont
Registered Investment Advisory firm - (9/18/2007 Approved)Virginia
Registered Investment Advisory firm - (10/19/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
586 Main St, Dennis, MA 02638
Mailing Address
P.o. Box 2041, Dennis, MA 02638
Phone number
(508) 385-7925
Established
Firm type
Fiscal year end
# of Employees
9
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PEARSON FINANCIAL SERVICES
CRD#: 130143Dennis, MA 02638TRUST BUT VERIFY
Monitor Bryan Bastoni
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
