Rodrigo G. Lema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodrigo German Lema was a registered financial professional .
Rodrigo is a previously registered financial professional and started their career in finance in 2017. Rodrigo had worked at 2 firms and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2020 - April 30, 2021
SIMPLEX TRADING, LLC
January 12, 2017 - July 15, 2019
SUMMIT SECURITIES GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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