John J. Coppola
Professional summary
John J Coppola, who also goes by John Joseph Coppola, is a registered financial advisor currently at CLIENT FIRST ADVISORS, LLC located in Mount Pleasant, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John J Coppola's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2014 - Present
CLIENT FIRST ADVISORS, LLC
June 28, 2017 - September 18, 2017
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 11, 2014 - July 29, 2015
FOREFRONT CAPITAL MARKETS LLC
September 17, 2012 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2012 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2012 - July 17, 2012
QUAD CAPITAL, LLC
August 16, 2006 - January 30, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
May 4, 2004 - June 8, 2005
BROOKSTREET SECURITIES CORPORATION
January 7, 2002 - June 20, 2002
TRINIX SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2014)
(9/12/2019)
(5/5/2015)
Exams
Series 55
Date: 1/14/2002
Limited Representative-Equity Trader ExamCurrent Firm
CLIENT FIRST ADVISORS, LLC
CRD#: 159254 / SEC#: 801-72804
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 8,480,000 |
Red Flags
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