Darren P. Yoder

DYNAMIC FINANCIAL GROUP

Cedar Falls, IA 50613

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CRD#: 4456869

Professional summary

Darren Paul Yoder is a registered financial advisor currently at DYNAMIC FINANCIAL GROUP located in Cedar Falls, Iowa and MUTUAL SECURITIES, INC. located in Cedar Falls, Iowa.

Darren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Darren has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DYNAMIC FINANCIAL GROUP, LLC, START DATE: 8/25/17, 4615 CHADWICK ROAD, STE 1, CEDAR FALLS, IOWA 50613, RIA, OWNER & FINANCIAL ADVISOR, INVESTMENT RELATED, 170 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 01/01/06, 4615 CHADWICK ROAD, STE 1, CEDAR FALLS, IOWA 50613, INSURANCE AGENCY/AGENT, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, .25 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Paul Yoder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2017 - Present

DYNAMIC FINANCIAL GROUP

Office #1: 4615 Chadwick Road, Suite 1, Cedar Falls, IA 50613

RIA

CRD#: 288763

Cedar Falls, IA

Current

August 25, 2017 - Present

MUTUAL SECURITIES, INC.

Office #1: 4615 Chadwick Road, Suite 1, Cedar Falls, IA 50613

CRD#: 13092

Cedar Falls, IA

Past

January 2, 2004 - August 28, 2017

CETERA ADVISORS LLC

RIA

CRD#: 10299

WATERLOO, IA

Past

November 26, 2003 - August 28, 2017

CETERA ADVISORS LLC

CRD#: 10299

WATERLOO, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DYNAMIC FINANCIAL GROUP

DYNAMIC FINANCIAL GROUP | DYNAMIC FINANCIAL GROUP, LLC

CRD#: 288763 / SEC#: 801-111021

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/4/2024)

IAR

Iowa
(8/25/2017)

Iowa
(8/28/2017)

Nebraska
(8/28/2017)

Texas
(8/25/2017)

IAR

Texas
(8/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/29/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DYNAMIC FINANCIAL GROUP

DYNAMIC FINANCIAL GROUP | DYNAMIC FINANCIAL GROUP, LLC

CRD#: 288763 / SEC#: 801-111021

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

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Contact information

Main Address

4615 Chadwick Rd Suite 1, Cedar Falls, IA 50613

Mailing Address

Phone number

(319) 277-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/23/2025)

Regulatory assets under management

Total Number of Accounts	2,528
AUM (Assets Under Management)	$ 474,460,193

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darren P. Yoder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Paul Yoder's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

DYNAMIC FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2003

Series 51

Date: 5/29/2008

Series 24

Date: 10/22/2007

FINRA

Current Firm

DYNAMIC FINANCIAL GROUP

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DYNAMIC FINANCIAL GROUP

TRUST BUT VERIFY

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