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Michelle D. Bennett

NEWPORT CAPITAL GROUP
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 4456604
MB

Professional summary

Michelle Denise Bennett, AIF®, CFP®, who also goes by Michelle D Bennett, Michelle Denise Moore, Michelle Denise Moore, is a registered financial advisor currently at NEWPORT CAPITAL GROUP, LLC located in Red Bank, New Jersey and NCG SECURITIES LLC located in Red Bank, New Jersey.

Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michelle has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle D Bennett | Michelle Denise Moore | Michelle Denise Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT PROPERTY & CASUALTY. ADMINISTRATIVE SUPPORT 40 HOURS Week, advisory board member for the DiLella School of Real Estate at Villanova University

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Denise Bennett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

August 29, 2008 - Present

NEWPORT CAPITAL GROUP, LLC

Office #1: 12 Broad Street 5th Floor, Red Bank, NJ, 07701
RIA
CRD#: 144442
Red Bank, NJ
Current

May 31, 2013 - Present

NCG SECURITIES LLC

Office #1: 12 Broad Street 5th Floor, Red Bank, NJ, 07701Office #2: 12 Broad Street, Red Bank, NJ 07701
BD
CRD#: 160481
Red Bank, NJ
Past

October 23, 2009 - November 29, 2010

NRP FINANCIAL, INC.

BD
CRD#: 103717
RED BANK, NJ
Past

January 4, 2006 - October 29, 2009

WALNUT STREET SECURITIES, INC.

RIA
CRD#: 15840
RED BANK, NJ
Past

December 2, 2004 - October 29, 2009

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
RED BANK, NJ
Past

February 7, 2002 - November 12, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NEWPORT CAPITAL GROUP, LLC
NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA
Registered Investment Advisory firm - (9/18/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
New Jersey
(8/29/2008)
RR
New Jersey
(5/31/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/5/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/2/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/5/2012
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/20/2012
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NEWPORT CAPITAL GROUP, LLC
NEWPORT CAPITAL GROUP, LLC

CRD#: 144442 / SEC#: 801-68323

RIA
Registered Investment Advisory firm - (9/18/2007 Approved)
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Contact information

Main Address
12 Broad Street 5th Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(732) 741-8400
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts366
AUM (Assets Under Management)$ 1,219,148,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWPORT CAPITAL GROUP, LLC

CRD#: 144442Red Bank, NJ 07701

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