Michelle Denise Bennett
AIF®, CFP®Professional Summary
Michelle Denise Bennett, AIF®, CFP®, who also goes by Michelle D Bennett, Michelle Denise Moore, Michelle Denise Moore, is a registered financial advisor currently at NEWPORT CAPITAL GROUP, LLC located in Red Bank, New Jersey and NCG SECURITIES LLC located in Red Bank, New Jersey. Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michelle has worked at 5 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michelle D Bennett, Michelle Denise Moore, Michelle Denise Moore
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
NEWPORT CAPITAL GROUP, LLC
Contact Information
Main Address
12 Broad Street 5th Floor, Red Bank, NJ, 07701Phone Number
(732) 741-8400# of Employees
18SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
414AUM (Assets Under Management)
$1,280,731,315Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEWPORT CAPITAL GROUP, LLC
State Registrations and Notice Filings
(8/29/2008)
(5/31/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2012About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michelle Denise Bennett's CRS (Customer Relationship Summary).
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