Dale C. Welty

ARBORDALE WEALTH MANAGEMENT

Pensacola, FL

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CRD#: 4456450

Professional summary

Dale Conrad Welty is a registered financial advisor currently at ARBORDALE WEALTH MANAGEMENT, LLC located in Pensacola, Florida.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dale has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Conrad Welty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2016 - Present

ARBORDALE WEALTH MANAGEMENT, LLC

RIA

CRD#: 284086

Pensacola, FL

Past

August 13, 2003 - February 29, 2016

WOODSTOCK FINANCIAL GROUP, INC.

RIA

CRD#: 38095

WOODSTOCK, GA

Past

August 13, 2003 - February 29, 2016

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

WOODSTOCK, GA

Past

December 11, 2001 - December 4, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PENSACOLA, FL

Past

December 10, 2001 - December 4, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 10, 2001 - December 4, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/23/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/13/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/22/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/2003

General Securities Principal Examination

Current Firm

ARBORDALE WEALTH MANAGEMENT, LLC

ARBORDALE WEALTH MANAGEMENT | ARBORDALE WEALTH MANAGEMENT, LLC

CRD#: 284086 / SEC#:

Florida

Registered Investment Advisory firm - (9/1/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/19/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Pensacola, FL

Mailing Address

Phone number

(844) 949-4004

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 5,710,790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dale C. Welty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Conrad Welty's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBORDALE WEALTH MANAGEMENT, LLC

WOODSTOCK FINANCIAL GROUP, INC.

WOODSTOCK FINANCIAL GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2010

Series 66

Date: 11/25/2002

SIE

Date: 2/29/2016

Series 31

Date: 11/23/2004

Series 7

Date: 11/13/2001

Series 4

Date: 11/22/2011

Series 24

Date: 9/20/2003

Current Firm

ARBORDALE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBORDALE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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