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DW

Dale C. Welty

ARBORDALE WEALTH MANAGEMENT
Pensacola, FL
Some features on this profile are disabled
CRD#: 4456450
DW

Professional summary

Dale Conrad Welty is a registered financial advisor currently at ARBORDALE WEALTH MANAGEMENT, LLC located in Pensacola, Florida.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dale has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/PENSACOLA,FL/NON-SECURITIES INSURANCE PRODUCTS & SERVICES VIA UNAFFILIATED ISSUERS & AGENCIES/DEVOTE 10% TIME PER MONTH, INCLUDING DURING TRADING HOURS//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Conrad Welty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2016 - Present

ARBORDALE WEALTH MANAGEMENT, LLC

RIA
CRD#: 284086
Pensacola, FL
Past

August 13, 2003 - February 29, 2016

WOODSTOCK FINANCIAL GROUP, INC.

RIA
CRD#: 38095
WOODSTOCK, GA
Past

August 13, 2003 - February 29, 2016

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

December 11, 2001 - December 4, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
PENSACOLA, FL
Past

December 10, 2001 - December 4, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

December 10, 2001 - December 4, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(9/1/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/29/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/23/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/22/2011
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/20/2003
General Securities Principal Examination

Current Firm

AW
ARBORDALE WEALTH MANAGEMENT, LLC
ARBORDALE WEALTH MANAGEMENT | ARBORDALE WEALTH MANAGEMENT, LLC

CRD#: 284086 / SEC#:

Florida
Registered Investment Advisory firm - (9/1/2016 Approved)
Georgia
Registered Investment Advisory firm - (12/19/2019 Terminated)
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Contact information

Main Address
Pensacola, FL
Mailing Address
Phone number
(844) 949-4004
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts45
AUM (Assets Under Management)$ 5,200,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARBORDALE WEALTH MANAGEMENT, LLC

CRD#: 284086Pensacola, FL

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