Clifford I. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Ian Davis, who also goes by Cliff Davis, Clifford Ian Davis, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 2002. Clifford had worked at 5 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2019 - July 3, 2026
MARKET SECURITIES, LLC
October 30, 2018 - August 2, 2019
CREATIS CAPITAL LLC
August 9, 2016 - May 25, 2017
DEUTSCHE BANK SECURITIES INC.
December 5, 2007 - April 10, 2015
BNP PARIBAS SECURITIES CORP.
May 17, 2002 - November 9, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
