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Herman Zvi Goihman

CRD# 4456263·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Herman is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Herman Zvi Goihman, who also goes by Herman Zvi Goihman, was a registered financial advisor. Herman was a previously registered financial professional and started their career in finance 2001 - 2012. Herman had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Herman Zvi Goihman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

INTERBOLSA SECURITIES, LLC·CRD# 150715
BD
Miami, FL
March 16, 2011 - January 20, 2012
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
December 5, 2001 - April 22, 2009

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Current Firm

IS
INTERBOLSA SECURITIES, LLC

INTERBOLSA SECURITIES, LLC

CRD#: 150715 / SEC#: 8-68289
BD
Terminated by SEC on 03/31/2013

Contact Information

Established

Delaware since 10/29/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INTERBOLSA USA HOLDINGS INC.MANAGING MEMBER—
KARPEL, STEVEN ROYCEO, CCO, COO2100626
VELASQUEZ ELNESER, FARID ANDRESCFO4865394

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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