Jonathan D. Poland
Professional summary
Jonathan David Poland was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Jonathan had worked at 7 firms, which includes EMMETT A LARKIN COMPANY INC., SALOMON GREY FINANCIAL CORPORATION, LASALLE ST SECURITIES L.L.C., HUNTER SCOTT FINANCIAL LLC., PLATINUM INVESTMENT CORP., NEWBRIDGE SECURITIES CORPORATION, LH ROSS & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2005 - March 22, 2006
EMMETT A LARKIN COMPANY, INC.
March 8, 2005 - November 14, 2005
SALOMON GREY FINANCIAL CORPORATION
September 1, 2004 - February 23, 2005
LASALLE ST SECURITIES, L.L.C.
April 5, 2004 - September 13, 2004
SALOMON GREY FINANCIAL CORPORATION
June 25, 2003 - April 5, 2004
HUNTER SCOTT FINANCIAL LLC.
September 4, 2002 - July 25, 2003
SALOMON GREY FINANCIAL CORPORATION
June 25, 2002 - July 17, 2002
PLATINUM INVESTMENT CORP.
April 23, 2002 - May 29, 2002
NEWBRIDGE SECURITIES CORPORATION
January 9, 2002 - May 8, 2002
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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