Bruce Wayne Calder
Professional Summary
Bruce Wayne Calder, who also goes by Thor Calder, was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 2001 - 2006. Bruce had worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thor Calder
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CONSUMER CONCEPTS INVESTMENTS, INC. | REGAL INVESTMENTS, INC. | MAIN STREET INVESTMENTS, INC.
Contact Information
Established
Georgia since 11/19/1989Firm Type
CorporationFiscal Year End
SeptemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARFIELD, STEVEN THERRELL | OWNER | 1534327 |
| BARFIELD, TERESA ANN | OFFICE MANAGER | — |
| CARMICHAEL, GREGORY SCOTT | OWNER | 3177654 |
| COLLETT, HAROLD VERNON II | PRESIDENT | 1818708 |
| CORNISH, GARY, ESTATE OF | OWNER | — |
| LAMARSH, PAMELA SUE | OWNER | 1002274 |
| RANDOLPH, MICHAEL EUGENE | OWNER | — |
| ROBERTS, HENRY FULTON | OWNER | 1039566 |
| SICKERT, JAYME SMITH | OWNER / EXECUTOR OF GARY CORNISH, ESTATE | 2199867 |
| MCABEE, ALLISON SUZANNE | CHIEF COMPLIANCE OFFICER | 4290920 |
| MCABEE, ALLISON SUZANNE | MUNICIPAL PRINCIPAL | 4290920 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2001About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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