Bruce W. Calder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Wayne Calder, who also goes by Thor Calder, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2001. Bruce had worked at 2 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2002 - June 30, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
November 14, 2001 - February 1, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSUMER CONCEPTS INVESTMENTS, INC.
CRD#: 26167 / SEC#: , 8-42323
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARFIELD, STEVEN THERRELL | OWNER | 1534327 |
| BARFIELD, TERESA ANN | OFFICE MANAGER | |
| CARMICHAEL, GREGORY SCOTT | OWNER | 3177654 |
| COLLETT, HAROLD VERNON II | PRESIDENT | 1818708 |
| CORNISH, GARY, ESTATE OF | OWNER | |
| LAMARSH, PAMELA SUE | OWNER | 1002274 |
| RANDOLPH, MICHAEL EUGENE | OWNER | |
| ROBERTS, HENRY FULTON | OWNER | 1039566 |
| SICKERT, JAYME SMITH | OWNER / EXECUTOR OF GARY CORNISH, ESTATE | 2199867 |
| MCABEE, ALLISON SUZANNE | CHIEF COMPLIANCE OFFICER | 4290920 |
| MCABEE, ALLISON SUZANNE | MUNICIPAL PRINCIPAL | 4290920 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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