Joel L. Karpinski

KARPINSKI FINANCIAL

Scottsdale, AZ 85260

Some features on this profile are disabled

CRD#: 4455779

Professional summary

Joel Lee Karpinski is a registered financial advisor currently at KARPINSKI FINANCIAL, LLC located in Scottsdale, Arizona.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KARPINSKI FINANCIAL, LLC; INVESTMENT RELATED; 8020 E. GELDING DR STE. 106 SCOTTSDALE, AZ 85260; RIA; MANAGER; START DATE: 03/2010; 100% OF TIME; INVESTMENTS/FINANCIAL PLANNING AND INSURANCE SALES 2) KARPINSKI PROPERTIES, LLC, 8020E. GELDING DR, STE 106, SCOTTSDALE, AZ 85260; START DATE-01/2012. OWNER OF SEVERAL COMMERCIAL REAL ESTATE PROPERTIES WHICH PAY RENTAL INCOME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Lee Karpinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2010 - Present

KARPINSKI FINANCIAL, LLC

Office #1: 8020 East Gelding Drive Suite 106, Scottsdale, AZ 85260

RIA

CRD#: 153085

Scottsdale, AZ

Past

January 27, 2012 - December 31, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SCOTTSDALE, AZ

Past

September 29, 2008 - October 19, 2010

SSN ADVISORY, INC.

RIA

CRD#: 126090

SCOTTSDALE, AZ

Past

August 20, 2008 - January 27, 2012

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SCOTTSDALE, AZ

Past

March 12, 2003 - August 19, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SCOTTSDALE, AZ

Past

November 20, 2001 - January 27, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/14/2010)

IAR

Texas
(4/4/2017)

IAR

Wisconsin
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

Current Firm

KARPINSKI FINANCIAL, LLC

CRD#: 153085 / SEC#:

Arizona

Registered Investment Advisory firm - (4/14/2010 Approved)

Texas

Registered Investment Advisory firm - (4/4/2017 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (9/18/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8020 East Gelding Drive Suite 106, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 686-9743

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 70,747,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joel L. Karpinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Lee Karpinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KARPINSKI FINANCIAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES SERVICE NETWORK, LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2008

Series 63

Date: 2/8/2002

SIE

Date: 12/31/2016

Series 7

Date: 11/19/2001

Current Firm

KARPINSKI FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KARPINSKI FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors