Richard Diaz
Professional summary
Richard Diaz JR. is a registered financial advisor currently at MD ADVICE FINANCIAL located in Holt, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Diaz JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2024 - Present
MD ADVICE FINANCIAL
Office #1: 1771 Foxwood Dr, Holt, MI 48842February 5, 2013 - October 11, 2022
PRINCIPAL SECURITIES, INC.
February 4, 2013 - October 11, 2022
PRINCIPAL SECURITIES, INC.
February 19, 2010 - February 14, 2013
SECURIAN FINANCIAL SERVICES, INC.
October 2, 2003 - February 14, 2013
SECURIAN FINANCIAL SERVICES, INC.
September 17, 2002 - August 18, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 9/14/2002
Current Firm
MD ADVICE FINANCIAL
CRD#: 329583 / SEC#:
Contact information
Red Flags
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Company Information
MD ADVICE FINANCIAL
CRD#: 329583Holt, MI 48842TRUST BUT VERIFY
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