Richard Diaz Jr.
Professional Summary
Richard Diaz JR. is a registered financial advisor currently at MD ADVICE FINANCIAL located in Holt, Michigan. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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FOGUTH WEALTH MANAGEMENT, LLC.
Videos & Posts
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Contact Information
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Disclosures on record.
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FOGUTH WEALTH MANAGEMENT, LLC.
Years of Experience
24 years in the financial services industry
Current & Past Employments
Current
Past
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FOGUTH WEALTH MANAGEMENT, LLC.
Current Firm
MD ADVICE FINANCIAL
Contact Information
Main Address
1771 Foxwood Dr, Holt, MI 48842Phone Number
(517) 256-6039# of Employees
1Documents
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FOGUTH WEALTH MANAGEMENT, LLC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FOGUTH WEALTH MANAGEMENT, LLC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2002About the Series 6 examSimilar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Diaz JR.'s CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.
