Michael K. Slowinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kevin Slowinski, who also goes by Michael Kevin Slowinski, Michael Slowinski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2019 - September 12, 2019
FIRST COMMAND ADVISORY SERVICES
August 23, 2019 - September 12, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
February 21, 2019 - April 25, 2019
FIRST COMMAND ADVISORY SERVICES
January 14, 2019 - April 25, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
February 4, 2013 - March 12, 2013
EDWARD JONES
November 22, 2012 - March 12, 2013
EDWARD JONES
September 2, 2005 - March 9, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
August 2, 2005 - September 2, 2005
FIRST COMMAND BANK
July 6, 2004 - March 9, 2006
FIRST COMMAND BROKERAGE SERVICES, INC.
January 17, 2003 - February 9, 2004
EQUITABLE ADVISORS, LLC
November 1, 2001 - October 22, 2002
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/14/2019
General Securities Representative ExaminationCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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