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EC

Edwin M. Choi

MARIPOSA CAPITAL MANAGEMENT
Pasadena, CA 91101
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CRD#: 4455603
EC

Professional summary


Edwin Myung Choi, who also goes by Edwin M Choi, is a registered financial advisor currently at MARIPOSA CAPITAL MANAGEMENT, LLC located in Pasadena, California.

Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Edwin has worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edwin M Choi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Capitect, Inc. investment-related Capitect provides online software and automated portfolio management services to wealth management firms. CEO starting 12/2014 and workd 80 hrs/month (half time) and 20 hrs/month during securities trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edwin Myung Choi's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2020 - Present

MARIPOSA CAPITAL MANAGEMENT, LLC

Office #1: 251 S Lake Ave Suite 800, Pasadena, CA 91101
RIA
CRD#: 150870
Pasadena, CA
Past

September 2, 2009 - December 31, 2019

MARIPOSA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 150870
LOS ANGELES, CA
Past

January 1, 2005 - June 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/31/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 8/14/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


MC
MARIPOSA CAPITAL MANAGEMENT, LLC
MARIPOSA CAPITAL MANAGEMENT, LLC

CRD#: 150870 / SEC#:

California
Registered Investment Advisory firm - (1/31/2020 Approved)
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Contact information


Main Address
251 S Lake Ave Suite 800, Pasadena, CA 91101
Mailing Address
Phone number
(323) 393-0250
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts69
AUM (Assets Under Management)$ 18,300,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARIPOSA CAPITAL MANAGEMENT, LLC

CRD#: 150870Pasadena, CA 91101

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