Brooks E. Mccall
Professional summary
Brooks Eugene Mccall is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in San Antonio, Texas and SANCTUARY SECURITIES, INC. located in Miami, Florida.
Brooks is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brooks has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brooks Eugene Mccall's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2025 - Present
SANCTUARY ADVISORS, LLC
Office #1: 17802 Ih 10 West Suite 450, San Antonio, TX 78257April 27, 2022 - Present
SANCTUARY SECURITIES, INC.
Office #1: 1450 Brickell Avenue Suite 2610, Miami, FL 33131April 25, 2012 - April 7, 2022
INTERNATIONAL ASSETS ADVISORY, LLC
November 10, 2010 - May 3, 2012
WOODSTOCK FINANCIAL GROUP, INC.
May 29, 2007 - November 16, 2010
INVESTMENT PROFESSIONALS, INC.
April 15, 2003 - May 21, 2007
ADVISORS ASSET MANAGEMENT, INC.
September 27, 2001 - September 19, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2022)
(6/23/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/7/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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