Michelle K. Kaull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Kathleen Kaull, who also goes by Michelle Kathleen Woiemberghe, Michelle Kathleen Woiemberghe, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2001. Michelle had worked at 2 firms and has passed the Series 63, Series 6 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - July 31, 2019
SEAPOWER CARPENTER CAPITAL, INC.
November 13, 2001 - February 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 1/14/2019
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SEAPOWER CARPENTER CAPITAL, INC.
CRD#: 38329 / SEC#: , 8-48212
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, JAMES BOLTON | FINOP, EVP, SECRETARY AND CCO | 1071178 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
