Jeffrey A. Bainbridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Allen Bainbridge was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2006 - January 11, 2013
JB FINANCIAL SERVICES, INC.
September 4, 2002 - February 28, 2006
CONLEY INVESTMENT COUNSEL INC
November 7, 2001 - February 6, 2006
SMITH HAYES FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JB FINANCIAL SERVICES, INC.
CRD#: 139373 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 36,275,315 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
