John L. Nelson
Professional summary
John Leonard Nelson, AIF® is a registered financial advisor currently at TAG WEALTH ADVISORS located in North Oaks, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Leonard Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2018 - Present
TAG WEALTH ADVISORS
October 15, 2018 - July 21, 2022
LEIGH BALDWIN & CO., LLC
January 16, 2014 - October 3, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 3, 2012 - October 3, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 8, 2005 - December 31, 2011
PRINCIPAL SECURITIES, INC.
December 3, 2001 - December 31, 2004
PRINCIPAL SECURITIES, INC.
November 15, 2001 - November 28, 2001
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2018)
(9/9/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TAG WEALTH ADVISORS
CRD#: 298446 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 31,233,287 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
