Thomas L. Thomas
Professional summary
Thomas Lawrence Thomas is a registered financial advisor currently at HIGHLAND ASSET MANAGEMENT located in Manhattan Beach, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Lawrence Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2017 - Present
HIGHLAND ASSET MANAGEMENT
June 20, 2012 - December 31, 2016
HIGHLAND ASSET MANAGEMENT
November 12, 2008 - July 17, 2012
TRITON INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2017)
Exams
Current Firm
HIGHLAND ASSET MANAGEMENT
CRD#: 162319 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 7,530,000 |
Red Flags
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