RN
Raymond C. Nash
M HOLDINGS SECURITIES
Cleveland, OH 44131
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CRD#: 4454291
RN
Professional summary
Raymond Charles Nash is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Cleveland, Ohio.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Raymond has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED LIFE INSURANCE AND ANNUITY 10%. (2) HEIRMARK, LTD. 7005 S EDGERTON RD, SUITE 101, CLEVELAND, OH 44141. AGENT. 10 HOURS PER MONTH. COMPENSATION: COMMISSIONS. (3) HEIRMARK; 7005 S. EDGERTON ROAD, SUITE 101, CLEVELAND OH 44141; 04/2009; PRINCIPAL; FIXED INSURANCE PRODUCT SALES; MARKETING AND SALES; INVESTMENT RELATED; 120 HOURS/MONTH, 120 HOURS/MONTH DURING BUSINESS HOURS; FEE-BASED REVENUE. (4) UNIVERSITY OF AKRON; HTTPS://UAKRON.EDU/GIVING; 10/23/2019; COMMITTEE MEMBER; HELPING COMMITTEE LOOK AT LIFE INSURANCE AS A GIFT; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (5) M PNC MEMBER FIRM ADVISORY COUNCIL; 1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209; 04/2020; MEMBER; ATTEND MONTHLY MEETINGS; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (6) Life Settlements; 7005 S. Edgerton Rd, Ste 101, Cleveland OH 44141; Life Settlement Transactions; Investment Related; Sales Representative; Sales; 08/2023; 1 Hour Per Month; 1 Hour Per Month During Trading Hours. (7) Team Underdawg Racing; 1259 Arborcrest Dr Hinckley, OH 44233; Racing Team; Not Investment Related; Owner; Accept sponsorships from companies to advertise on car; 01/15/2023; 1 hour per month; 1 hour per month during trading hour.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Charles Nash's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond Charles Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2009 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5005 Rockside Road Suite 600, Cleveland, OH 44131RIA
BD
CRD#: 43285
Cleveland, OH
Current
April 28, 2009 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5005 Rockside Road Suite 600, Cleveland, OH 44131RIA
BD
CRD#: 43285
Cleveland, OH
Past
February 15, 2007 - May 5, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
AKRON, OH
Past
February 13, 2007 - May 5, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
AKRON, OH
Past
November 12, 2001 - February 14, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2009)
RR
California(4/30/2009)
RR
Colorado(4/30/2009)
RR
Florida(4/30/2009)
RR
Georgia(4/30/2009)
RR
Illinois(10/29/2012)
RR
Indiana(6/10/2025)
IAR
Indiana(6/11/2025)
RR
Kentucky(3/13/2020)
RR
Michigan(10/31/2012)
RR
Minnesota(10/14/2014)
RR
Ohio(4/28/2009)
IAR
Ohio(4/29/2009)
RR
Oklahoma(1/21/2016)
RR
Pennsylvania(4/30/2009)
RR
South Carolina(12/16/2019)
RR
Texas(4/30/2009)
RR
Wyoming(12/14/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
