DM
David R. Minich
VALMARK ADVISERS
RICHFIELD, OH 44286
Some features on this profile are disabled
CRD#: 4454244
DM
Professional summary
David Rutger Minich, CFP®, CLU® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Richfield, Ohio and WAYNE D. MINICH & COMPANY, INC. located in Richfield, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I HAVE PLACED DISABILITY INSURANCE THROUGH BERKSHIRE LIFE INSURANCE COMPANY OF AMERICAN (GUARDIAN). RECEIVE COMMISSIONS AS LTC INSURANCE AGENT FOR HARDING AND HARDING./// 2) President -The Heritage Study Group, 4603 W. Streetsboro Road ,P.O. Box 472 Richfield, OH 44286. Prepare Governance agenda, run Governance meeting, collect membership dues, pay vendors, make policy proposals and long-range planning. 1-5 HOURS PER WEEK. I do not receive compensation. Started 1/01/2011./// 3) Midland National Life Insurance Company; 4350 Westown Pkwy, West Des Moines, IA 50266;Life Insurance - Term Conversion; Not Investment Related; 8/2/19 start date; 1-5 hours approximate per month, Commissions paid directly to Applied Financial Concepts from Midland./// 4) Chandler Commons Home Owners Association, Home owners association board of directions, VP of Grounds, Maintain common grounds within the neighborhood by working with contracted service providers (landscapers, tree removal, electricians, plumbers, etc.), started 2/1/21, not investment related, 6-10 hours per month, volunteer position, receives no compensation./// 5) Applied Financial Concepts, Inc.; 4603 W. Streetsboro Road, Richfield, OH 44286; President, Meet with clients to present, implement and review Financial Plan and Financial Planning items.; YES Investment Related; Start Date 06/2001; Owns 25% of the business; Approximately 40+ hrs. per month; W-2 wages.///
CRS (Client Relationship Summary) - RIA
Click below to view David Rutger Minich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 1, 2005 - Present
VALMARK ADVISERS, INC.
Office #1: 4603 W. Streetsboro Road, Richfield, OH 44286RIA
CRD#: 108050
RICHFIELD, OH
Current
November 14, 2005 - Present
WAYNE D. MINICH & COMPANY, INC.
Office #1: 4603 W. Streetsboro Road, Richfield, OH 44286Office #2: 4603 W. Streetsboro Road, Richfield, OH 44286Office #3: 4603 W. Streetsboro Road, Richfield, OH 44286RIA
CRD#: 121236
Richfield, OH
Current
July 15, 2005 - Present
VALMARK SECURITIES, INC.
Office #1: 4603 W. Streetsboro Road, Richfield, OH 44286BD
CRD#: 31243
Richfield, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/16/2007)
IAR
California(3/3/2010)
RR
Colorado(6/28/2013)
IAR
Colorado(6/28/2013)
RR
Delaware(8/14/2009)
IAR
Delaware(3/18/2022)
RR
Florida(5/18/2022)
IAR
Florida(6/6/2022)
IAR
Illinois(5/20/2025)
IAR
Minnesota(3/5/2019)
RR
Minnesota(6/12/2019)
RR
North Carolina(1/11/2013)
IAR
North Carolina(5/18/2022)
RR
Ohio(7/15/2005)
IAR
Ohio(8/1/2005)
RR
Oklahoma(6/16/2015)
IAR
Oklahoma(6/16/2015)
RR
Pennsylvania(1/31/2008)
IAR
Pennsylvania(5/18/2022)
RR
South Carolina(7/13/2018)
IAR
South Carolina(7/13/2018)
RR
Virginia(1/20/2010)
IAR
Virginia(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
