Deborah L. Dyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lee Dyer, who also goes by Debbie Dyer, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2001. Deborah had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2019 - November 11, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
March 19, 2019 - November 21, 2019
ENHANCE ADVISORS, LLC
June 5, 2015 - March 28, 2017
ENHANCE ADVISORS, LLC
February 12, 2008 - October 7, 2015
KLING & MARSH WEALTH MANAGEMENT, LLC
September 4, 2001 - February 6, 2007
CONNECTICUT INVESTMENT MANAGEMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SPEARHEAD CAPITAL ADVISORS, LLC
CRD#: 161131 / SEC#: 801-108482
Contact information
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 1,893,012,408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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