David J. Bullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David James Bullen, who also goes by David Bullen, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 7 firms and has passed the Series 66, Series 55, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2013 - October 21, 2013
ROSENBLATT SECURITIES INC.
February 4, 2008 - March 22, 2013
WP ASSET MANAGEMENT LLC
September 19, 2005 - March 22, 2013
WEDGE SECURITIES, LLC
October 27, 2004 - September 22, 2005
STRATEGIC ADVISERS LLC
May 11, 2004 - September 22, 2005
FIDELITY BROKERAGE SERVICES LLC
December 19, 2002 - January 22, 2003
NATIONAL PLANNING CORPORATION
December 13, 2002 - December 20, 2002
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/12/2010
Limited Representative-Equity Trader ExamCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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