Chris D. Cuzalina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Dale Cuzalina was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2001. Chris had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2005 - January 2, 2015
CASCATA CAPITAL MANAGEMENT, LP
July 23, 2003 - October 11, 2012
WFG INVESTMENTS, INC.
July 2, 2003 - December 12, 2005
WFG ADVISORS, LP
April 24, 2001 - December 31, 2002
VISTA VERDE CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CASCATA CAPITAL MANAGEMENT, LP
CRD#: 135397 / SEC#:
Contact information
Red Flags
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