Rhodri James Alban Thomas
Professional Summary
Rhodri James Alban Thomas, who also goes by Rhodri James Thomas, was a registered financial advisor. Rhodri was a previously registered financial professional and started their career in finance 1972 - 2014. Rhodri had worked at 6 firms and has passed the Series 63, Series 3, Series 1, Series 8 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rhodri James Alban Thomas, Rhodri James Thomas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
54 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CAMBRIDGE INTERNATIONAL SECURITIES, INC. | CAMBRIDGE INTERNATIONAL SECURITIES, LLC
Contact Information
Established
Connecticut since 10/17/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jan 1972Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1995Series 40 — Registered Principal Examination
Passed Nov 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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