CR
Christopher G. Rogers
AE WEALTH MANAGEMENT
Englewood, CO 80112
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CRD#: 4453653
CR
Professional summary
Christopher Glenn Rogers is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Englewood, Colorado and RIDGEGATE ADVISORS, LLC located in Englewood, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)-Ridgegate Advisors, LLC; Yes, Investment related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is a Registered Investment Advisor; Position: Investment Advisor Representative; Start date: 9/2025; Approx. 160 hours per month; Approx. 7 - 8 hour per day during trading hours. Fee-based Financial Advisory. 2)-Ridgegate Alternatives; Yes, Investment related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Tradename through which securities-related business is offered through Emerson Equity, LLC.; Position: Registered Representative (through Emerson Equity); Start date (of tradename) 12/2022; Approx. 160 hours per month; Approx. 7 - 8 hours per day during trading hours. Securities Sales and Services 3.) Emerson Equity, LLC Yes Investment Related; 155 Bovet Road, Suite 725 San Mateo, CA 94402; Firm is a Broker/Dealer; Position: Registered Representative; Start Date: 7/2020. Approx.160 hours a month; Approx. 160 during trading; Securities Sales and Services. 4)-Ridgegate Insurance, LLC; Yes, Investment Related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is insurance agency; Position: Insurance agent; Start date: 9/2018; Approx 12 hours per month; Approx 7 - 8 hours per day during securities trading hours. Sales of insurance products. 5)-Ridgegate Financial, LLC. Yes, Investment Related; 8310 S Valley Highway, Suite 480, Englewood, CO 80112; Firm is paymaster for all Ridgeate Firms; Position: Employee; Start date: 9/2018; Approx 0 hours per month; Approx 0 hours per day during securities trading hours. No direct duties.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Glenn Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2020 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 8310 S Valley Hwy Suite 100, Englewood, CO 80112RIA
CRD#: 282580
Englewood, CO
Current
September 12, 2025 - Present
RIDGEGATE ADVISORS, LLC
Office #1: 8310 S Valley Highway Suite 480, Englewood, CO 80112RIA
CRD#: 334233
ENGLEWOOD, CO
Current
May 31, 2022 - Present
EMERSON EQUITY LLC
Office #1: 8310 S Valley Hwy Suite 480, Englewood, CO 80112RIA
BD
CRD#: 130032
Englewood, CO
Past
December 27, 2018 - August 7, 2020
RIDGEGATE FINANCIAL, LLC
RIA
CRD#: 148526
GREENWOOD VILLAGE, CO
Past
October 2, 2009 - June 8, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
September 28, 2001 - January 22, 2002
SIMMERS CAPITAL MANAGEMENT CORPORATION
BD
CRD#: 29960
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/12/2025)
IAR
Colorado(2/13/2020)
RR
Colorado(5/31/2022)
IAR
Texas(9/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 5/31/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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