Richard E. Meyers
Professional summary
Richard Edward Meyers is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Chicago, Illinois and SANFORD C. BERNSTEIN & CO., LLC located in Chicago, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Richard has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Edward Meyers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2002 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 227 West Monroe Suite 3700, Chicago, IL 60606December 3, 2001 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 227 West Monroe Street Suite 5900, Chicago, IL 60606June 26, 2014 - November 6, 2014
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2018)
(1/4/2002)
(8/12/2014)
(10/1/2003)
(8/13/2021)
(1/4/2002)
(7/23/2015)
(5/21/2018)
(12/17/2001)
(2/20/2002)
(1/4/2002)
(12/8/2022)
(12/15/2015)
(4/29/2002)
(12/10/2013)
(4/25/2019)
(4/19/2022)
(11/30/2011)
(7/19/2019)
(1/4/2002)
(1/14/2026)
(1/7/2002)
(5/11/2018)
(2/27/2018)
(9/22/2023)
(11/26/2025)
(6/26/2014)
(3/10/2017)
(12/3/2020)
(9/13/2023)
(8/18/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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