Scott Joseph Smith | Financial Professional | Medina , Ohio

Professional summary

Scott Joseph Smith, who also goes by Scott J Smith, is a registered financial advisor currently at ONEDIGITAL located in Medina , Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Scott J Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Area Vice President / Investment Advisor Representative Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Area Vice President / Investment Advisor Representative Date: 06/01/2019 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2026 - Present

ONEDIGITAL

Office #1: 1133 Medina Rd Suite 300, Medina , OH 44256

RIA

CRD#: 106766

MEDINA , OH

Past

August 23, 2024 - September 15, 2026

OSAIC WEALTH, INC.

BD

CRD#: 23131

CLEVELAND, OH

Past

April 23, 2022 - September 11, 2026

GALLAGHER FIDUCIARY ADVISORS, LLC

RIA

CRD#: 146509

Cleveland, OH

Past

March 28, 2022 - August 23, 2024

TRIAD ADVISORS LLC

BD

CRD#: 25803

Cleveland, OH

Past

July 1, 2019 - April 5, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Cleveland, OH

Past

July 1, 2019 - March 31, 2022

KESTRA INVESTMENT SERVICES, LLC

BD

CRD#: 42046

CLEVELAND, OH

Past

September 11, 2018 - June 6, 2019

USI ADVISORS

RIA

CRD#: 108113

Cleveland, OH

Past

May 25, 2018 - June 6, 2019

USI SECURITIES, INC.

BD

CRD#: 43793

Cleveland, OH

Past

August 18, 2017 - May 18, 2018

1ST GLOBAL CAPITAL CORP.

BD

CRD#: 30349

DALLAS, TX

Past

May 1, 2014 - September 2, 2015

MML DISTRIBUTORS, LLC

BD

CRD#: 38030

SPRINGFIELD, MA

Past

February 27, 2007 - May 1, 2014

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

SPRINGFIELD, MA

Past

November 9, 2001 - January 17, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

BD

CRD#: 17507

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ON

ONEDIGITAL

CRD#: 106766 / SEC#: 801-40622

RIA

Registered Investment Advisory firm - (1/22/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

PR

Series 63

Status Unavailable

Passed: 12/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PR

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PR

Series 7

Status Unavailable

Passed: 10/31/2007

General Securities Representative Examination

General Industry/Product Exam

PR

Series 6

Status Unavailable

Passed: 11/8/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ON

ONEDIGITAL

CRD#: 106766 / SEC#: 801-40622

RIA

Registered Investment Advisory firm - (1/22/1992 Approved)

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Contact information

Main Address

11101 Switzer Road Suite 200, Overland Park, KS 66210

Mailing Address

Phone number

(877) 742-2021

Established

Firm type

Fiscal year end

# of Employees

648

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - RETIREMENT PLAN SERVICES - 20260331 (4/1/2026)

FORM ADV PART 2A - WEALTH MANAGEMENT - 20260331 (4/1/2026)

Regulatory assets under management

Total Number of Accounts	40,469
AUM (Assets Under Management)	$ 155,409,677,415

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/22/2025	Cover Page	Report
02/27/2025	Cover Page	Report
08/27/2024	Cover Page	Report
10/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott J. Smith

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

GALLAGHER FIDUCIARY ADVISORS, LLC

TRIAD ADVISORS LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

USI ADVISORS

USI SECURITIES, INC.

1ST GLOBAL CAPITAL CORP.

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

ONEDIGITAL

State Registrations and Notice Filings

Exams

Series 63

Passed: 12/20/2001

SIE

Passed: 10/1/2018

Series 7

Passed: 10/31/2007

Series 6

Passed: 11/8/2001

Current Firm

ONEDIGITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONEDIGITAL

TRUST BUT VERIFY

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