James M. Buquoi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Buquoi was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2004. James had worked at 4 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - May 20, 2015
TEXAS E&P PARTNERS, INC.
June 5, 2012 - June 25, 2012
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
January 10, 2012 - May 8, 2012
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
March 6, 2008 - December 4, 2008
REEF SECURITIES, INC.
January 7, 2005 - January 31, 2008
REEF SECURITIES, INC.
November 11, 2004 - December 31, 2004
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
