Charles W. Williams

ANCHOR INVESTMENT MANAGEMENT

Columbia, SC 29205

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CRD#: 4453333

Professional summary

Charles Walker Williams JR., who also goes by Walker Williams, is a registered financial advisor currently at ANCHOR INVESTMENT MANAGEMENT located in Columbia, South Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walker Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAMS RESTORATION SERVICES, LLC 1529 TANGLEWOOD ROAD COLUMBIA, SC 29205 FURNITURE RESTORATION PRESIDENT/OWNER START: 09/2005 LESS THAN 5 HOURS PER MONTH 0 HOURS DURING TRADING HOURS NOT INVESTMENT RELATED IN THE PROCESS OF CLOSING THIS BUSINESS AND WILL BE ASSOCIATED WITH IT UNTIL THE END OF 2016. IT IS NOT INVESTMENT RELATED AND DOES NOT HAVE CONTINUING OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Walker Williams JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2016 - Present

ANCHOR INVESTMENT MANAGEMENT

Office #1: 3205 Devine Street, Columbia, SC 29205

RIA

CRD#: 135296

Columbia, SC

Past

November 12, 2001 - July 29, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

September 11, 2001 - July 29, 2002

REDI GLOBAL TECHNOLOGIES LLC

CRD#: 41924

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCHOR INVESTMENT MANAGEMENT

ANCHOR INVESTMENT MANAGEMENT | ANCHOR INVESTMENT MANAGEMENT, LLC

CRD#: 135296 / SEC#: 801-64338

RIA

Registered Investment Advisory firm - (5/23/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/26/2016)

IAR

Texas
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 12/10/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/9/2001

General Securities Representative Examination

Current Firm

ANCHOR INVESTMENT MANAGEMENT

ANCHOR INVESTMENT MANAGEMENT | ANCHOR INVESTMENT MANAGEMENT, LLC

CRD#: 135296 / SEC#: 801-64338

RIA

Registered Investment Advisory firm - (5/23/2005 Approved)

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Contact information

Main Address

3205 Devine Street, Columbia, SC 29205

Mailing Address

Phone number

(803) 790-6654

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCHOR INVESTMENT MANAGEMENT BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,043
AUM (Assets Under Management)	$ 1,358,433,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles W. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Walker Williams JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

REDI GLOBAL TECHNOLOGIES LLC

Primary Firm SEC Registration

ANCHOR INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2016

Series 63

Date: 2/19/2002

Series 55

Date: 12/10/2001

Series 7

Date: 11/9/2001

Current Firm

ANCHOR INVESTMENT MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCHOR INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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