Damien C. Dimaggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damien Charles Dimaggio was a registered financial professional .
Damien is a previously registered financial professional and started their career in finance in 2001. Damien had worked at 5 firms and has passed the Series 63, SIE, Series 21, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - January 11, 2016
TWO SIGMA SECURITIES, LLC
April 9, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 9, 2007 - December 10, 2007
MSI FINANCIAL SERVICES, INC.
November 7, 2001 - August 3, 2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 11, 2001 - August 3, 2006
REDI GLOBAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 9/9/2003
NYSE Front Line Specialist ClerkSeries 25
Date: 10/4/2002
NYSE Trading Assistant ExaminationSeries 55
Date: 12/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
