Robert T. Guiterman

SEALEX ADVISORY

Tampa, FL

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CRD#: 4453114

Professional summary

Robert Thomas Guiterman is a registered financial advisor currently at SEALEX ADVISORY, LLC located in Tampa, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed to sell insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Thomas Guiterman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2023 - Present

SEALEX ADVISORY, LLC

RIA

CRD#: 321861

Tampa, FL

Past

October 14, 2016 - April 6, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

White Plains, NY

Past

October 14, 2016 - April 6, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

White Plains, NY

Past

May 15, 2015 - October 18, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WHITE PLAINS, NY

Past

May 15, 2015 - October 18, 2016

FSC SECURITIES CORPORATION

CRD#: 7461

WHITE PLAINS, NY

Past

June 2, 2008 - May 22, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ELMSFORD, NY

Past

May 14, 2008 - May 22, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELMSFORD, NY

Past

February 11, 2008 - May 29, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

BRIDGEPORT, CT

Past

November 16, 2007 - May 29, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BRIDGEPORT, CT

Past

February 1, 2002 - October 16, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SHELTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/21/2023)

IAR

Florida
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/13/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEALEX ADVISORY, LLC

CRD#: 321861 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/21/2023 Approved)

Florida

Registered Investment Advisory firm - (4/5/2023 Approved)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(203) 615-2451

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Guiterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Thomas Guiterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2008

Series 63

Date: 3/13/2002

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2005

Series 6

Date: 1/9/2002

Current Firm

SEALEX ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

SEALEX ADVISORY, LLC

TRUST BUT VERIFY

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