Simons L. Chase

SC CAPITAL MANAGEMENT LLC

Hallandale, FL

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CRD#: 4453068

Professional summary

Simons Lucas Chase JR, who also goes by Simons Lucas Chase, is a registered financial advisor currently at SC CAPITAL MANAGEMENT LLC located in Hallandale, Florida.

Simons is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Simons has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Simons Lucas Chase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SC Capital Management LLC. Not investment related. 1901 Atlantic Shores Blvd #2 Hallandale FL 33009. Business consulting. owner. same entity as RIA business. started October 2021. 10 hours per month. no hours during securities trading hours. Business consultant: strategy & planning, hiring, accounting, financial projections.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simons Lucas Chase JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2019 - Present

SC CAPITAL MANAGEMENT LLC

RIA

CRD#: 300364

Hallandale, FL

Past

January 4, 2003 - November 17, 2006

CHASE ADVISORS LLC

RIA

CRD#: 114158

ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 10/11/2018

National Commodity Futures Examination

Current Firm

SC CAPITAL MANAGEMENT LLC

CRD#: 300364 / SEC#:

Florida

Registered Investment Advisory firm - (3/29/2019 Approved)

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Contact information

Main Address

Hallandale, FL

Mailing Address

Phone number

(650) 922-9387

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 2,926,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Simons L. Chase

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simons Lucas Chase JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SC CAPITAL MANAGEMENT LLC

CHASE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2019

Series 3

Date: 10/11/2018

Current Firm

SC CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SC CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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