Shayne M. Kniss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shayne Matthew Kniss was a registered financial advisor .
Shayne is a previously registered financial advisor and started their career in finance in 2001. Shayne had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2010 - December 31, 2014
IRIS CAPITAL MANAGEMENT, LLC
October 28, 2009 - December 23, 2010
VERGEPOINTE WEALTH MANAGEMENT, LLC
September 12, 2008 - November 23, 2009
KMS FINANCIAL SERVICES, INC.
September 12, 2008 - November 23, 2009
KMS FINANCIAL SERVICES, INC.
August 12, 2006 - September 29, 2008
UBS FINANCIAL SERVICES INC.
April 20, 2004 - August 12, 2006
PIPER SANDLER & CO.
July 1, 2002 - April 8, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
October 2, 2001 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IRIS CAPITAL MANAGEMENT, LLC
CRD#: 155207 / SEC#:
Contact information
Red Flags
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